Robert A. Stanger & Co., Inc. (“RAS”) is committed to protecting the confidentiality of the information furnished to us by our clients (“you”). We are providing you this information as required by Regulation S-P, as adopted by the Securities and Exchange Commission effective November 13, 2000.
Information about you that we collect:
In order to provide you with individualized service, we collect certain nonpublic information about you from the following sources: information that we receive from you on applications or other forms (such as your address, telephone number(s) and social security number), and information about your transactions with us or others (such as purchases, sales and account balances). We may also collect such information through your account inquiries by mail, e-mail, Fax or telephone.
Or use of information about you:
So that we may continue to offer you individualized service, and to effect transactions that you request or authorize, we may share the information that we collect, as described above, with companies the perform other services such as proxy voting assistance or trade execution. These companies will only use this information for the services for which we retained them, and are not permitted to use or share this information about you (or any other customers) to anyone except as permitted by law.
If you decide to discontinue your relationship with the Company, we will continue to adhere to the privacy policies and practices described in this notice.
How we protect your confidential information:
The Company has policies that restrict access to nonpublic personal information about you to those employees who have a need for that information to provide service to your account(s), or to employees who assist those who provide service to your account(s). We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.